Release 1.10.1

In the last post we described that a base model can pass on everything it has “learned” to the new HTR model. With additional ground truth, the new model can then extend and improve its capabilities.

Here is a typical use case: In our subproject on the Assessor Relations of the Wismar Tribunal we train a model with eight different writers. The train set contains 150,000 words, the CER was 4.09% in the last training. However, the average CER for some writers was much higher than for others.

So we decided to do an experiment. We added 10,000 words of new GT for two of the obvious writers (Balthasar and Engelbrecht)and used the Base Model as well as its Training and Validation Set for the new training.

As a result, the new model had an average CER of 3.82% – it had improved. But what is remarkable is that not only the CER of the two writers for which we had added new GT was improved – in both cases up to 1%. Also the reliability of the model applied to the other writers did not suffer, but was reduced as well.

Release 1.10.1

If you want to develop generic HTR models, there is no way around working with base models. When training with base models, each training session for a model is based on an existing model, i.e. a base model. This is usually the last HTR model that was trained in the corresponding project.

Base models “remember” what they have already “learned”. Therefore each new training session improves the quality of the model (theoretically). The new model learns from its predecessor and thus becomes better and better. Therefore, training with Base Models is also particularly suitable for large generic models that are continuously developed over a long period of time.

To carry out training with Base Model, you simply select a specific Base Model in the training tool – in addition to the usual settings. Then, from the HTR Model Data tab, insert the Train Set and the Validation Set (called Test Set in earlier Trankribus versions) of the base model, as well as the new Training and Validation Set. Additionally you can add more new Ground Truth and then start the training.

Release 1.10.1

There are different ways to measure the accuracy of our HTR-models in Transkribus. Three Compare tools calculate the results and present them in different ways. In all three cases the hypothesis (HTR version) of a text is compared with a corresponding reference (correct version, i.e. GT) of the same text.

The first tool which shows the most immediate result is “Compare Text Versions“. It visualizes the validation for the currently opened page in the text itself. Here we can see exactly which mistakes the HTR has made at which points.

The standard “Compare” gives us these same validation results as numerical values. Among other things, it calculates the average word error rate (WER), the character error rate (CER) and the respective accuracy rates. (If someone knows what the bag tokens are about, he/she is welcome to write us a comment). In the “Compare” we also have the possibility to run the “Advanced Compare“, which allows us to perform the corresponding calculations for the whole document or only for certain pages.

We already have presented the validation tool “Compare Sample” briefly in another post to show how to create Test Samples. The actual Sample Compare then predicts how a model will potentially read on a Test Sample that has been created for this purpose.

Release 1.10.1

In a previous post we talked about the differences between special models and generic models. Special models should always be the first choice if your material includes a limited number of writers. If your material is very diverse – for example, if the writer changes frequently in a bundle of handwritings – it makes sense to train a generic model.

The following articles are based on our experiences with the training of a generic model for the Responsa of the Greifswald Law Faculty, in which about 1000 different writer’s hands were trained.

But first: What should a generic HTR model be able to do? The most important point has already been said: It should be able to handle a variety of different writer’s hands. But it should also be able to “read” different fonts (alphabets) and languages and be able to interpret abbreviations. Below are a few typical examples of such challenges from our collection.

Different writer’s hands in one script:

Abbreviations:

Different languages in one script:

Release 1.10.1

We talked about the use of dictionaries in an earlier post and mentioned that the better an HTR model is (CER below 7%), the less useful a dictionary is for the HTR result.
This is different when using Language Models, which are available in Transkribus since December 2019. Like dictionaries, Language Models are generated from the ground truth used in each HTR training. Unlike dictionaries, Language Models do not aim at identifying individual words. Instead, they determine the probability of a word sequence or the frequent combination of words and expressions in a particular context.
Unlike dictionaries, the use of Language Models always leads to much better HTR results. In our tests, the average CER improved by as much as 1% compared to the HTR result without the Language Model – consistently, on all test sets.

Tips & Tools: The Language Model can be selected when configuring the HTR. Unlike dictionaries, Language Models and HTR model cannot be freely combined. Each HTR model has its uniquely genereated Language Model and only this one can be used.

If a project concept does not allow the strategic planning and organization of test sets, there is a simple alternative: automatically generated samples. Samples are also a valuable addition to the manually created test sets, because here it is the machine that decides which material is included in the test and which is not. Transkribus can select individual lines from a set of pages that you have previously provided. So it’s a more or less random selection. This is worthwhile for projects that have a lot of material at their disposal – including ours.

We use samples as a cross-check to our manually created test sets and because samples are comparable to the statistical methods of random sampling, which the DFG also recommends in its rules of practice for testing the quality of OCR.

Because HTR – unlike OCR – is line-based, we modify the DFG’s recommendation somewhat. I will explain this with an example: For our model Spruchakten_M-3K, a check should be carried out on the reading accuracy achieved. For this purpose we created a sample, exclusively from untrained material of the whole period for which the model works (1583-1627). To do this, we selected every 20th page from the entire data set, obtainimg a subset of 600 pages. It represents approximately 3.7% of the total 16,500 pages of material available for this period.  All this is done on your own network drive. After uploading this subset to Transkribus and processing it with the CITlab Advanced LA (16.747 lines were detected), we let Transkribus create a sample from it. It contains 900 randomly selected lines. This is about 5% of the subset. This sample was now provided with GT and used as a test set to check the model.

And this is how it works in practice: The “Sample Compare” function is called up in the “Tools” menu. Select your subset in the collection and add it to the sample set pressing the “add to sample” button. Then specify the number of lines Transkribus should select from the subset. Here you should select at least as many lines as there are pages in the subset, so that each page has one test line.

In our case, we decided to use a factor of 1.5 just to be sure. The program now selects the lines independently and compiles a sample from them, which is saved as a new document. This document does not contain any pages, but only lines. These must now be transcribed as usual to create GT. Afterwards any model can be tested on this test set using the Compare function.